   
|
|
|
|
|
|
| |
The 3C1 is a section of the Investment Company Act of 1940 ("Investment Company Act"). This act, which includes both Section 3C1 and 3C7, regulates the registration and activities of investment companies and is enforced by the SEC. Section 3C1 allows for the exclusion of investment companies from standard SEC registration requirements if they have fewer than 100 investors and do not propose to make a public offering of its securities. These companies to which Section 3c1 applies are often referred to as private investment companies. Some examples of Section 3C1 exclusions are broker-dealers, charitable organizations, pension plans, and church plans. Section 3C1, as with Section 3C7, is commonly used among hedge fund companies since Section 3C1 helps them avoid certain requirements of the SEC.
Rate this 3C1 definition...
|
|
|
|
 |
Where is the market headed? The answer may surprise you. Find out
with the exclusive & Barron's recommended charts of Chart of the Day. |
|
Popular Terms: in escrow, stock split, deferred revenue, implied volatility, cancelled check, FICO score, wholly-owned subsidiary, required rate of return, phantom income, 401a, risk management, average price per share, annual return, margin rate, 144a, ex-dividend, 1031 exchange, ex-dividend date, class C shares, covered put, liquidity ratio, retained earnings, debt service coverage, VIX, current ratio, open position, diluted share, option premium, balance sheet, limit order, deferred tax, inflation, reverse mortgage, 1035 exchange, FTSE, LIBOR, per diem, dividends payable, stock market close, irrevocable trust, Key Rate Duration, APR, real GDP, EBITDA, minority interest, labor relations, Zero Cost Collar, quality assurance, command economy
|
|
| |
