Investor Glossary-3c1Investor Glossary-3c1Investor Glossary-3c1Investor Glossary-3c1Insightful stock market charts - Click here
investor
Categories    # A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

3C1

The HTML to link to this page
 

The 3C1 is a section of the Investment Company Act of 1940 ("Investment Company Act"). This act, which includes both Section 3C1 and 3C7, regulates the registration and activities of investment companies and is enforced by the SEC. Section 3C1 allows for the exclusion of investment companies from standard SEC registration requirements if they have fewer than 100 investors and do not propose to make a public offering of its securities. These companies to which Section 3c1 applies are often referred to as private investment companies. Some examples of Section 3C1 exclusions are broker-dealers, charitable organizations, pension plans, and church plans. Section 3C1, as with Section 3C7, is commonly used among hedge fund companies since Section 3C1 helps them avoid certain requirements of the SEC.



Rate this 3C1 definition...

Learn about investing with the Investor Glossary Term of the Day


Click here for insightful stock market charts. Where is the market headed? The answer may surprise you. Find out
with the exclusive & Barron's recommended charts of Chart of the Day.


Popular Terms: Key Rate Duration, EBITDA, phantom income, debt service coverage, inflation, liquidity ratio, wholly-owned subsidiary, limit order, Zero Cost Collar, FTSE, LIBOR, required rate of return, covered put, 401a, class C shares, diluted share, annual return, APR, stock market close, VIX, current ratio, labor relations, 144a, ex-dividend date, 1035 exchange, cancelled check, per diem, implied volatility, real GDP, minority interest, margin rate, command economy, ex-dividend, quality assurance, irrevocable trust, risk management, in escrow, reverse mortgage, retained earnings, deferred tax, dividends payable, average price per share, option premium, balance sheet, open position, 1031 exchange, stock split, FICO score, deferred revenue


Accounting | Banking | Bonds | Brokers | Economy | Futures | Mutual Funds | Options | Real Estate | Retirement | Stocks | Taxes | Technical Analysis
Investor Glossary | Term of the Day | Suggest a Term | Chart of the Day | Dogs of the Dow
©2004-2015 Investor Glossary - All rights reserved - Terms of Use