Investor Glossary-3c7Investor Glossary-3c7Investor Glossary-3c7Investor Glossary-3c7Insightful stock market charts - Click here
investor
Categories    # A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

3C7

The HTML to link to this page
 

The 3C7 is a section of the Investment Company Act of 1940, which allows for the exclusion of investment companies from standard SEC registration requirements if all investors have been deemed 'accredited investors' or 'qualified purchases.' Both initial purchasers and subsequent transferees are considered qualified or accredited under 3C7. The procedures outlined in 3C7 are designed primarily for structured finance issuers. Section 3C7 is also commonly used among hedge fund companies, as 3C7 helps them to avoid certain requirements of the SEC. An issuer or company not based in the United States will only meet 3C7 guidelines for those purchasers considered U.S. investors. In a typical 3C7 transaction, all purchasers must sign representation verifying qualified or accredited status. Since 1940, 3C7 has been amended to the Investment Company Act.



Rate this 3C7 definition...

Learn about investing with the Investor Glossary Term of the Day


Click here for insightful stock market charts. Where is the market headed? The answer may surprise you. Find out
with the exclusive & Barron's recommended charts of Chart of the Day.


Popular Terms: in escrow, balance sheet, current ratio, implied volatility, ex-dividend, APR, open position, reverse mortgage, deferred revenue, real GDP, wholly-owned subsidiary, inflation, Zero Cost Collar, Key Rate Duration, average price per share, VIX, limit order, labor relations, command economy, quality assurance, LIBOR, debt service coverage, FTSE, phantom income, 1031 exchange, ex-dividend date, per diem, stock split, stock market close, minority interest, cancelled check, covered put, dividends payable, 1035 exchange, class C shares, diluted share, required rate of return, margin rate, retained earnings, EBITDA, FICO score, 144a, deferred tax, risk management, option premium, annual return, 401a, irrevocable trust, liquidity ratio


Investor Glossary | Term of the Day | Suggest a Term | Chart of the Day | Dogs of the Dow
Investor Glossary Index >>> # A B C D E F G H I J K L M N O P Q R S T U V W X Y Z A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
Accounting | Banking | Bonds | Brokers | Economy | Futures | Mutual Funds | Options | Real Estate | Retirement | Stocks | Taxes | Technical Analysis
©2004-2014 Investor Glossary - All rights reserved - Terms of Use