11th District Cost of Funds Index
The 11th District Cost of Funds Index (COFI) is a more...
http://www.investorglossary.com/11th-district-cost-of-funds-index.htm
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12b-1
12b-1 refers to the fees mutual funds pay for marketing more...
http://www.investorglossary.com/12b-1.htm
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12B-1 Fees
12B-1 fees are fees charged by mutual fund companies to more...
http://www.investorglossary.com/12b-1-fees.htm
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144
144 refers to SEC Rule 144 which allows restricted securities more...
http://www.investorglossary.com/144.htm
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144a
144a is an SEC rule that modifies the two year more...
http://www.investorglossary.com/144a.htm
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account executive
In the financial industry account executive is an employee of more...
http://www.investorglossary.com/account-executive.htm
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aggressive growth fund
An aggressive growth fund is a mutual fund whose investment more...
http://www.investorglossary.com/aggressive-growth-fund.htm
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American Association of Individual Investors
American Association of Individual Investors (AAII) is a Chicago-based, investor more...
http://www.investorglossary.com/american-association-of-individual-investors.htm
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American Stock Exchange
The American Stock Exchange is one of the largest organized more...
http://www.investorglossary.com/american-stock-exchange.htm
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analyst
Although the term analyst can be associated with a broad more...
http://www.investorglossary.com/analyst.htm
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asset allocation
Asset allocation is the dividing of one’s investment portfolio among more...
http://www.investorglossary.com/asset-allocation.htm
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asset allocation fund
An asset allocation fund is a single mutual fund that more...
http://www.investorglossary.com/asset-allocation-fund.htm
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Automated Order Entry System
An automated order entry system is a computer system installed more...
http://www.investorglossary.com/automated-order-entry-system.htm
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balance
In accounting, the balance of an account is defined as more...
http://www.investorglossary.com/balance.htm
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basis point
Yields on fixed-income securities fluctuate regularly, but may change only more...
http://www.investorglossary.com/basis-point.htm
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basis points
Basis points are the number of points often used to more...
http://www.investorglossary.com/basis-points.htm
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boiler room
Boiler room is an unflattering term used to describe a more...
http://www.investorglossary.com/boiler-room.htm
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broker loan rate
The broker loan rate, also known as the call money more...
http://www.investorglossary.com/broker-loan-rate.htm
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broker recommendation
A broker recommendation is an opinion given by a broker more...
http://www.investorglossary.com/broker-recommendation.htm
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broker/dealer
A broker/dealer is an individual or a firm which is more...
http://www.investorglossary.com/broker-dealer.htm
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brokerage
Brokerage refers to a licensed firm or an individual (known more...
http://www.investorglossary.com/brokerage.htm
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brokerage house
A brokerage house is a place from which a broker more...
http://www.investorglossary.com/brokerage-house.htm
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bull
A bull is an investor who purchases a financial instrument more...
http://www.investorglossary.com/bull.htm
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buy on close
A buy on close order is an order to buy more...
http://www.investorglossary.com/buy-on-close.htm
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buy on opening
A buy on opening order is an order to your more...
http://www.investorglossary.com/buy-on-opening.htm
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buy order
A buy order is an order to buy a stock more...
http://www.investorglossary.com/buy-order.htm
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buying on margin
When investors engage in buying on margin, they borrow money more...
http://www.investorglossary.com/buying-on-margin.htm
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CDR Counterparty Risk Index
The CDR counterparty risk index is a measure of credit more...
http://www.investorglossary.com/cdr-counterparty-risk-index.htm
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Certified Financial Planner
Certified Financial Planner, or CFP, is a financial professional who more...
http://www.investorglossary.com/certified-financial-planner.htm
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churning
Churning means excessive buying and selling in a client’s account more...
http://www.investorglossary.com/churning.htm
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closed-end fund
A closed-end fund is legally known as a closed-end management more...
http://www.investorglossary.com/closed-end-fund.htm
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commercial hedger
A commercial hedger is a corporation that attempts to stabilize more...
http://www.investorglossary.com/commercial-hedger.htm
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commission
A commission is a fee paid to a third party more...
http://www.investorglossary.com/commission.htm
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daisy chaining
Daisy chaining is an illegal practice undertaken by brokers and more...
http://www.investorglossary.com/daisy-chaining.htm
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day trader
A day trader is market participant who generally closes out more...
http://www.investorglossary.com/day-trader.htm
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dealer
A dealer is an individual or entity that buys and more...
http://www.investorglossary.com/dealer.htm
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deep discount broker
A deep discount broker is a financial professional who executes more...
http://www.investorglossary.com/deep-discount-broker.htm
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discount broker
A discount broker is a stock broker offering low commission more...
http://www.investorglossary.com/discount-broker.htm
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dressing up a portfolio
Dressing up a portfolio refers to the practice of some more...
http://www.investorglossary.com/dressing-up-a-portfolio.htm
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financial analyst
Financial analyst is a finance professional who studies and reports more...
http://www.investorglossary.com/financial-analyst.htm
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full-service brokerage
A full-service brokerage offers investment research, tax advice, and retirement more...
http://www.investorglossary.com/full-service-brokerage.htm
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fund family
A fund family is a set of related funds, usually more...
http://www.investorglossary.com/fund-family.htm
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fund manager
A fund manager is an investment professional, who manages the more...
http://www.investorglossary.com/fund-manager.htm
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fund of funds
A fund of funds is an investment vehicle that invests more...
http://www.investorglossary.com/fund-of-funds.htm
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hedge fund
A hedge fund is a private investment vehicle for institutional more...
http://www.investorglossary.com/hedge-fund.htm
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hidden load
A hidden load is a charge that an investor pays more...
http://www.investorglossary.com/hidden-load.htm
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hyip investment
An HYIP investment is a High Yield Income Program. more...
http://www.investorglossary.com/hyip-investment.htm
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institutional brokerage
An institutional brokerage is a an investment brokerage house or more...
http://www.investorglossary.com/institutional-brokerage.htm
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institutional investor
An institutional investor is an organization that trades securities for more...
http://www.investorglossary.com/institutional-investor.htm
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institutional shares
Institutional shares are a class of shares made available by more...
http://www.investorglossary.com/institutional-shares.htm
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insurance agent
An insurance agent is an individual approved by the state more...
http://www.investorglossary.com/insurance-agent.htm
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insurance broker
An insurance broker is a professional that helps consumers and more...
http://www.investorglossary.com/insurance-broker.htm
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investment
In finance and business, an investment is an asset purchased more...
http://www.investorglossary.com/investment.htm
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investment adviser
An investment adviser is someone who recommends the best ways more...
http://www.investorglossary.com/investment-adviser.htm
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investment bank
An investment bank is an institution that performs a variety more...
http://www.investorglossary.com/investment-bank.htm
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investment company
An investment company is a firm whose business is to more...
http://www.investorglossary.com/investment-company.htm
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investment newsletter
An investment newsletter is a publication designed to help investors more...
http://www.investorglossary.com/investment-newsletter.htm
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investment strategy
An investment strategy is an investment approach taken to effectively more...
http://www.investorglossary.com/investment-strategy.htm
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investor
An investor is a person or entity that purchases assets more...
http://www.investorglossary.com/investor.htm
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Jitney
A jitney is a fraudulent investment practice in which two more...
http://www.investorglossary.com/jitney.htm
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kickback
A kickback is a payment of money, favors, or some more...
http://www.investorglossary.com/kickback.htm
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kill
A kill is defined as a cancellation of an order more...
http://www.investorglossary.com/kill.htm
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Know Your Client
Know your client, or “KYC”, are the ethical and practice more...
http://www.investorglossary.com/know-your-client.htm
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Know Your Customer
Know your customer, or “KYC” refers to guidelines of securities more...
http://www.investorglossary.com/know-your-customer.htm
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maintenance fee
In the financial sense, a maintenance fee is a fixed more...
http://www.investorglossary.com/maintenance-fee.htm
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managed account
A managed account is an investment account that is managed more...
http://www.investorglossary.com/managed-account.htm
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margin
Margin is money borrowed from a broker for trading purposes. more...
http://www.investorglossary.com/margin.htm
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margin account
A margin account allows a trader or investor to buy more...
http://www.investorglossary.com/margin-account.htm
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margin agreement
A margin agreement is a securities customer agreement signed by more...
http://www.investorglossary.com/margin-agreement.htm
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margin call
A margin call is the demand by a brokerage that more...
http://www.investorglossary.com/margin-call.htm
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margin loan
A margin loan is a loan made by a broker more...
http://www.investorglossary.com/margin-loan.htm
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margin rate
Margin rate has multiple financial meanings. The margin rate more...
http://www.investorglossary.com/margin-rate.htm
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Mark to Market
Mark to market is an accounting calculation tracking the current more...
http://www.investorglossary.com/mark-to-market.htm
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money management
Money management is the managing of different uses of money more...
http://www.investorglossary.com/money-management.htm
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money manager
In financial services, a money manager is a general term more...
http://www.investorglossary.com/money-manager.htm
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money market account
A money market account is a savings account that offers more...
http://www.investorglossary.com/money-market-account.htm
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mortgage broker
A mortgage banker is an individual or organization that acts more...
http://www.investorglossary.com/mortgage-broker.htm
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online broker
Like a traditional broker, an online broker executes trades for more...
http://www.investorglossary.com/online-broker.htm
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portfolio insurance
Portfolio insurance is a strategy used to reduce risk and more...
http://www.investorglossary.com/portfolio-insurance.htm
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portfolio management
Determining the mix of assets to hold in a portfolio more...
http://www.investorglossary.com/portfolio-management.htm
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portfolio manager
A portfolio manager is the asset management professional who makes more...
http://www.investorglossary.com/portfolio-manager.htm
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portfolio turnover
Portfolio turnover refers to the measure of trading activity in more...
http://www.investorglossary.com/portfolio-turnover.htm
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quid pro quo
The term quid pro quo derives from Latin and literally more...
http://www.investorglossary.com/quid-pro-quo.htm
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rainmaker
A rainmaker is an employee who generates a significant amount more...
http://www.investorglossary.com/rainmaker.htm
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real estate broker
A real estate broker is a real estate agent that more...
http://www.investorglossary.com/real-estate-broker.htm
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retail brokerage
A brokerage that primarily serves retail investors rather than institutional more...
http://www.investorglossary.com/retail-brokerage.htm
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sell order
A sell order is an order to sell a stock more...
http://www.investorglossary.com/sell-order.htm
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stop order
A stop order is an order to automatically liquidate a more...
http://www.investorglossary.com/stop-order.htm
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stop-limit order
A stop-limit order automatically liquidates a stock at a specific more...
http://www.investorglossary.com/stop-limit-order.htm
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stop-loss
A stop-loss is used to specify a price at which more...
http://www.investorglossary.com/stop-loss.htm
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stopped out
An investor is stopped out of a position when a more...
http://www.investorglossary.com/stopped-out.htm
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Swedish krona
The Swedish krona is the currency of Sweden. As more...
http://www.investorglossary.com/swedish-krona.htm
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Swiss Franc
The Swiss franc is the currency of Switzerland. CHF more...
http://www.investorglossary.com/swiss-franc.htm
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term life insurance quote
A term life insurance quote is an estimate of the more...
http://www.investorglossary.com/term-life-insurance-quote.htm
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transaction costs
Transaction costs are costs incurred to complete a financial transaction. more...
http://www.investorglossary.com/transaction-costs.htm
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underwriter
An underwriter gives financial support and takes responsibility for paying more...
http://www.investorglossary.com/underwriter.htm
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Wall Street analyst
A Wall Street analyst is a security analyst who works more...
http://www.investorglossary.com/wall-street-analyst.htm
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