   
|
|
Registered Investment Adviser
|
A registered investment adviser is an entity registered with the Securities and Exchange Commission (SEC). The registered investment adviser is a person or firm engaging in the business of providing financial advice regarding either the value of securities or investing in such securities. An entity managing $25 million or more must register with the SEC and become a registered investment adviser. An entity managing less than $25 million need not register with the SEC but remains under its regulatory control; such a registered investment adviser must register with the Securities Commission in the state in which they conduct business. To start a hedge fund, an entity must register as a registered investment adviser. A registered investment adviser receives fees but not commissions. Incentive fees may be charged by a registered investment adviser under certain conditions.
Rate this registered investment adviser definition...
|
|
Where is the market headed? The answer may surprise you. Find out
right now with the exclusive & Barron's recommended charts of Chart of the Day.
|
Popular Terms: EBITDA, liquidity ratio, 401a, deferred tax, command economy, 144a, per diem, margin rate, deferred revenue, required rate of return, cancelled check, open position, stock split, ex-dividend, implied volatility, in escrow, irrevocable trust, limit order, quality assurance, risk management, 1035 exchange, Key Rate Duration, class C shares, current ratio, Zero Cost Collar, 1031 exchange, wholly-owned subsidiary, VIX, reverse mortgage, retained earnings, phantom income, option premium, minority interest, labor relations, ex-dividend date, covered put, real GDP, LIBOR, inflation, dividends payable, diluted share, debt service coverage, balance sheet, APR, equities, average price per share, FICO score, FTSE, stock market close
|
|
| |
